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606/607 Disclosure

Securities and Exchange Commission Rule 606 of Regulation NMS requires all broker-dealers to make publicly available a quarterly report with regard to their order routing practices for non-directed orders. The Rule excludes from the quarterly report those orders that are directed by a customer to a particular exchange or market for execution.

Cobra Trading’s report is available on the SEC 606 Rule Disclosure page. Click on the appropriate quarter below to access the data for the relevant time-period.

Q3 – 2020

Wedbush – 3rd Quarter Ending: September 30, 2020

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Interactive Brokers – 3rd Quarter Ending: September 30, 2020

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Q2 - 2020

Wedbush – 2nd Quarter Ending: June 30, 2020

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Interactive Brokers – 2nd Quarter Ending: June 30, 2020

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Q1 – 2020

Wedbush - 1st Quarter Ending: March 31, 2020

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Interactive Brokers - 1st Quarter Ending: March 31, 2020

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